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7 Key Compliance Tips to Implement in Your Hiring Process

Hiring great employees gives companies an edge over their competition but can also be challenging when candidates outnumber the jobs available. The challenging part of hiring equates to time filtering candidates, interviewing, and hiring decisions on a tight schedule to fill a vacancy or bring on more talent during an uptick in new business. 

06 24 2021

White House Issues Ransomware Prevention Guidance to Businesses

In a recent letter addressed to corporate executives and business leaders, the White House emphasized that bolstering the nation’s resilience against cyberattacks is a main priority for President Joe Biden’s administration. Specifically, as ransomware attacks continue to rise in both cost and frequency throughout the country, the federal government is urging businesses to take this evolving cyber threat seriously.

06 17 2021

Is an Outsourced CCO Appropriate for Your Firm?

The SEC’s Director of Examinations[1] recently reiterated the critical role that Chief Compliance Officers (“CCO”) play for both investment advisers and investment companies. The SEC’s language together with previous SEC guidance focused on outsourced CCOs implies that the SEC prefers in-house CCOs. The case for that interpretation was strengthened when the SEC amended Form ADV in 2017, after which the agency began collecting data on the use of outsourced CCOs. 

06 10 2021

INDUSTRY NEWS

VC is performing better than ever. Then why are so few first-time funds being raised?

VC is performing better than ever. Then why are so few first-time funds being raised?

Pitchbook

05 04 2021

How COVID Impacts Insurance in Unforeseen Ways

How COVID Impacts Insurance in Unforeseen Ways

Carrier Management

05 05 2021

What to Consider When Hiring Your First Remote Employee

What to Consider When Hiring Your First Remote Employee

Wealth Management

03 09 2021

Venture Capital Fuels America’s Recovery: Infographic

Venture Capital Fuels America’s Recovery: Infographic

NVCA

11 04 2020

The Top 10 VC and PE Deals of 2020

The Top 10 VC and PE Deals of 2020

Pitchbook

12 28 2020